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Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023

An unclassified summary of an Inspector General, U.S. Department of Defense evaluation of the Department of Defense's policies, processes and coordination for detecting, reporting, collecting, analysing and identifying unidentified anomalous phenomena.

Pdf · Report · Inspector General, U.S. Department of Defense · U.S. Department of Defense Inspector General · 2024-01-24 · 16 pages

U.S. Department of Defense Inspector General · 2024-01-24

The Unclassified Summary of Report No. DODIG-2023-109 is an unclassified summary of an evaluation of the United States Department of Defense (DoD)’s actions regarding Unidentified Anomalous Phenomena (UAP). According to the summary, the U.S. Department of Defense Inspector General determined that the Department had not used a coordinated approach to detect, report, collect, analyse and identify UAP incidents.1

Historical context

According to the summary, military pilots have historically reported many UAP sightings.2 The United States Air Force and United States Navy were described as being at the forefront of developing policies, procedures and mechanisms for reporting UAP.3 The summary also states that the Department of Defense relied heavily on its Services and Components to detect, report, collect, analyse and identify UAP from the 1940s onwards.4

According to the summary, the Air Force Chief of Staff established Project Sign in December 1947 to investigate the first recorded observations of Unidentified Flying Object (UFO).5 Air Force personnel investigated 243 reported UAP sightings between 1947 and 1949.6 In 1952, the Air Force Director of Intelligence initiated Project Blue Book to investigate UFOs; Air Force personnel subsequently investigated over 12,000 reported UFO sightings between 1952 and 1969.78

The summary states that United States Congress directed the Department of Defense in 2020, through the National Defense Authorization Act for Fiscal Year 2022 (FY 2022 NDAA), to develop, fund and staff a formal interagency entity for studying, collecting data on and reporting UAP.9 The Department established the All-domain Anomaly Resolution Office (AARO) on 2022-07-20.10

Successive reporting organisations

According to the summary, the Department established the UAP Task Force (UAPTF) in August 2020 to develop standardised reporting requirements for UAP encounters.11 In June 2021, the UAP Task Force and the Office of the Director of National Intelligence (ODNI) issued the congressionally mandated Preliminary Assessment on Unidentified Aerial Phenomena.12

A November 2021 memorandum directed the Office of the Under Secretary of Defense for Intelligence and Security (OUSD(I&S)) to establish the Airborne Object Identification and Management Synchronization Group (AOIMSG) as the successor to the UAP Task Force. Its purpose was to synchronise efforts across the Department of Defense and with other federal departments and agencies to detect, identify and characterise objects of interest in special-use airspace.13 The summary states that AOIMSG did not reach operational capability and was disestablished on 2022-07-15.1415

In July 2022, AARO was established to implement duties previously assigned to AOIMSG.16 The summary also describes the FY 2022 NDAA as expanding the meaning of UAP to include the water and space domains.17 The James M. Inhofe National Defense Authorization Act for Fiscal Year 2023 (FY 2023 NDAA) is described as including additional requirements for a secure method of reporting UAP incidents without exposure to a nondisclosure agreement or reprisal.

The summary cites the Preliminary Assessment’s description of UAP as objects that are not immediately identifiable and lack a single explanation.18 It also records five potential explanatory categories identified in that assessment: airborne clutter, natural atmospheric phenomena, United States Government or industry developmental programmes, foreign adversary systems, and an “other” category.19

Findings on coordination and policy

According to the summary, the Inspector General found that DoD Components had developed varying processes for collecting, analysing and identifying UAP incidents.20 The Inspector General also found that the Department had not issued a comprehensive UAP response plan identifying roles, responsibilities, requirements and coordination procedures for those activities.21 The Department’s response was described as uncoordinated and concentrated within individual Military Departments.22

Officials from the Military Services and the Military Department Counterintelligence Organizations (MDCOs) said that they were waiting for comprehensive Department of Defense guidance before developing their own UAP guidance.23 The Inspector General concluded that existing UAP processes largely excluded the role of geographic combatant commands.24

The Inspector General recommended that the Under Secretary of Defense for Intelligence and Security, in coordination with the AARO Director, issue a Department of Defense policy integrating UAP roles, responsibilities, requirements and coordination procedures into existing intelligence, counterintelligence and force-protection policies and procedures.25 The recommendation also called for methods to address UAP incidents while aligning with policies and procedures protecting United States persons’ civil liberties.26

The Under Secretary of Defense for Intelligence and Security agreed with the recommendation to issue a Department of Defense UAP policy.27 The Inspector General considered the recommendation resolved but open pending the provision of the issued policy.28

Scope and method

According to the summary, the Inspector General conducted the evaluation from May 2021 through June 2023.29 The work included reviewing Presidential and Department of Defense policies, directives and guidance concerning intelligence gathering, counterintelligence, force protection and civil-liberty protections for United States persons.30 The evaluation therefore addressed both the organisation of UAP reporting and the policy context governing related information-collection and protective activities.

References (31)
  1. The Department of Defense made infrequent and inconclusive efforts over preceding decades to identify and understand UAP.
    “Over the past decades, the DoD has initiated infrequent and inconclusive efforts to identify and understand the origin, capabilities, and intent of unidentified aerial phenomena (UAP).”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:773-952
  2. The Inspector General determined that the Department of Defense had not used a coordinated approach to address UAP.
    “the DoD has not used a coordinated approach to detect, report, collect, analyze, and identify UAP;”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:12097-12191
  3. Military pilots have historically reported many UAP sightings.
    “Military pilots have historically reported many of the reported UAP sightings.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:958-1026
  4. The United States Air Force and United States Navy were at the forefront of developing UAP reporting policies and procedures.
    “Also, the Air Force and Navy have been at the forefront of developing policies, procedures, and mechanisms for reporting UAP.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:1037-1158
  5. The Department of Defense relied heavily on its Services and Components to address UAP from the 1940s.
    “In fact, the DoD has relied heavily on the Services and Components to detect, report, collect, analyze, and identify UAP since the 1940s.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:1163-1294
  6. Project Sign was established in December 1947 to investigate recorded UFO observations.
    “The DoD's first official UAP-focused activities occurred in December 1947, when the U.S. Air Force Chief of Staff established PROJECT SIGN to investigate the first recorded observations of unidentified flying objects.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:1302-1511
  7. Air Force personnel investigated 243 reported UAP sightings between 1947 and 1949.
    “From 1947 to 1949, Air Force personnel investigated 243 reported UAP sightings.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:1520-1589
  8. Project Blue Book was initiated in 1952 to investigate UFOs.
    “In 1952, the U.S. Air Force Director of Intelligence initiated PROJECT BLUE BOOK to investigate unidentified flying objects.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:1600-1716
  9. Air Force personnel investigated over 12,000 reported UFO sightings between 1952 and 1969.
    “Between 1952 and 1969, Air Force personnel investigated over 12,000 reported sightings.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:1725-1802
  10. Congress directed the Department of Defense in 2020 to establish a formal interagency entity for UAP matters through the FY 2022 NDAA.
    “In 2020, as a result of increased concerns of flight crew safety, national security, and adversary technology advances, Congress directed the DoD, through the FY 2022 National Defense Authorization Act, to develop, fund, and staff a formal interagency entity to study, collect data, and report on UAP.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:2238-2535
  11. The Department of Defense established AARO on 2022-07-20.
    “On July 20, 2022, the DoD established the All-domain Anomaly Resolution Office (AARO) to be that entity.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:2540-2637
  12. The UAP Task Force was established in August 2020 to develop standardised reporting requirements.
    “In response to Congress' concerns, in August 2020 the DoD established a UAP Task Force (UAPTF) to develop standardized reporting requirements for UAP encounters.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:6264-6414
  13. The UAP Task Force and ODNI issued the congressionally mandated Preliminary Assessment in June 2021.
    “In June 2021, the UAPTF and the Office of the Director of National Intelligence issued the congressionally mandated Preliminary Assessment on UAP, which stated that UAP reporting data are largely inconclusive, as well as a consolidation of reports across the U.S. Government is inconsistent.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:6426-6704
  14. A November 2021 memorandum directed OUSD(I&S) to establish AOIMSG as the successor to the UAP Task Force.
    “In a November 2021 memorandum, the Deputy Secretary of Defense directed the OUSD(I&S) to establish the Airborne Object Identification and Management Synchronization Group (AOIMSG) as the successor to the UAPTF to synchronize efforts across the DoD and with other Federal departments and agencies to detect, identify, and characterize objects of interest in special use airspace.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:6946-7315
  15. AOIMSG did not reach operational capability.
    “The AOIMSG did not reach operational capability and the Deputy Secretary disestablished it on July 15, 2022.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:7325-7428
  16. AOIMSG was disestablished on 2022-07-15.
    “The AOIMSG did not reach operational capability and the Deputy Secretary disestablished it on July 15, 2022.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:7325-7428
  17. AARO was established in July 2022 to implement duties previously assigned to AOIMSG.
    “In July 2022, the DoD established the All-domain Anomaly Resolution Office (AARO) to implement the duties previously assigned to the AOIMSG.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:7786-7919
  18. The FY 2022 NDAA expanded UAP to include the water and space domains.
    “The FY 2022 NDAA also expanded the meaning of UAP to include the water and space domains...”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:8329-8410
  19. The Preliminary Assessment described UAP as objects that are not immediately identifiable and lack a single explanation.
    “According to the Office of the Director of National Intelligence's Preliminary Assessment on UAP, UAP are objects that are not immediately identifiable, lack a single explanation, and fall into one of five potential explanatory categories: airborne clutter, natural atmospheric phenomena, U.S. Government or industry developmental programs, foreign adversary systems, and a catchall "other" category.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:4256-4647
  20. The Preliminary Assessment identified five potential explanatory categories for UAP.
    “...fall into one of five potential explanatory categories: airborne clutter, natural atmospheric phenomena, U.S. Government or industry developmental programs, foreign adversary systems, and a catchall "other" category.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:4440-4647
  21. The Inspector General found that DoD Components developed varying processes for collecting, analysing and identifying UAP incidents.
    “DoD Components developed varying processes to collect, analyze, and identify UAP incidents.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:12513-12594
  22. The Inspector General found that the Department of Defense had not issued a comprehensive UAP response plan.
    “The DoD has not issued a comprehensive UAP response plan that identifies roles, responsibilities, requirements, and coordination procedures for detecting, reporting, collecting, analyzing, and identifying UAP incidents.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:13007-13216
  23. The Department of Defense response to UAP incidents was described as uncoordinated and concentrated within individual Military Departments.
    “As a result, the DoD response to UAP incidents is uncoordinated and concentrated within each Military Department.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:13227-13329
  24. Officials said they were waiting for comprehensive Department of Defense guidance before developing their own UAP guidance.
    “Officials from the Military Services and MDCOs stated that they have been waiting for the DoD to issue comprehensive UAP guidance before developing their own guidance.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:13341-13499
  25. The Inspector General found that existing UAP processes largely excluded geographic combatant commands.
    “We concluded that these organizations generally adapted existing systems and that the DoD Components' existing UAP processes largely exclude the role of the geographic combatant commands.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:13802-13980
  26. The Inspector General recommended a Department of Defense policy integrating UAP roles, responsibilities, requirements and coordination procedures into existing policies.
    “We recommend that the Under Secretary of Defense for Intelligence and Security, in coordination with the All-domain Anomaly Resolution Office Director, issue a Department of Defense policy to integrate unidentified anomalous phenomena roles, responsibilities, requirements, and coordination procedures into existing intelligence, counterintelligence, and force protection policies and procedures.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:16785-17170
  27. The recommended policy was to address UAP incidents while protecting United States persons'' civil liberties.
    “The policy should include methods to address unidentified anomalous phenomena incidents and should align with policies and procedures for the protection of United States persons' civil liberties.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:17182-17367
  28. The Under Secretary of Defense for Intelligence and Security agreed with the recommendation to issue a Department of Defense UAP policy.
    “The Under Secretary of Defense for Intelligence and Security, responding for the OUSD(I&S) and the AARO Director, agreed with the recommendation.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:17493-17623
  29. The Inspector General considered the recommendation resolved but open pending issuance of the policy.
    “Comments from the Under Secretary of Defense for Intelligence and Security fully addressed the recommendation. Therefore, the recommendation is resolved but open.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:19127-19284
  30. The evaluation was conducted from May 2021 through June 2023.
    “We conducted the work on this evaluation from May 2021 through June 2023 in accordance with the "Quality Standards for Inspection and Evaluation," published in January 2012 by the Council of the Inspectors General on Integrity and Efficiency.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:25255-25486
  31. The Inspector General reviewed policies and guidance concerning intelligence gathering, counterintelligence, force protection and civil-liberty protections.
    “We identified and reviewed Presidential and DoD policies, directives, and guidance that establish requirements for intelligence gathering, counterintelligence, force protection, and civil liberty protections for U.S. persons.”
    Unclassified Summary of Report No. DODIG-2023-109, "Evaluation of the DoD's Actions Regarding Unidentified Anomalous Phenomena," August 15, 2023 char:25906-26123

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