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Anomalous Aerial Vehicle (AAV)

A term used by the US Navy and the Advanced Aerospace Threat Identification Program for unidentified airborne objects encountered during military operations, most notably a 2004 incident involving the Nimitz Carrier Strike Group off the coast of California and Mexico.

2004-11-14 · Unidentified

The Anomalous Aerial Vehicle (AAV) is a term used within US military and intelligence circles to describe unidentified airborne objects encountered during operational activity, most prominently a series of encounters involving the Nimitz Carrier Strike Group (CSG-11) (CSG-11) off the coast of California and Baja California, Mexico, in November 2004. The term was later adopted by the Advanced Aerospace Threat Identification Program (AATIP), a Department of Defense programme established to collect and analyse information involving such objects.1

During the incident on 2004-11-14, personnel aboard USS Princeton (CG-59), a cruiser equipped with AN/SPY-1 radar, detected the AAV on three separate occasions over the course of the week while operating off the western coast of the United States and Mexico.2 The AN/SPY-1 radar was set for a mode intended for the air intercept of conventional aircraft, and consequently never obtained an accurate track of the object, repeatedly dropping the contacts as clutter.3 On the day of the intercept, USS Princeton took control of a flight of two F/A-18F aircraft of Strike Fighter Squadron 41 (VFA-41), vectoring them toward the AAV and bringing them to visual contact at a range of approximately 1.6 kilometres from the object.4 David Fravor flew as pilot of the lead aircraft, callsign FastEagle 01,5 with Alex Dietrich piloting the second aircraft, FastEagle 02.6

Pilots who observed the object described it as an elongated egg or “Tic Tac” shape with a discernible midline horizontal axis,7 solid white and smooth with no visible edges.8 It measured approximately 14 metres in length.9 Chad Underwood, who flew a separate F/A-18F sortie later that day at the request of Fravor’s flight crew,10 gave a matching description: solid white, smooth, with no edges, uniformly coloured, and with no nacelles, pylons, or wings.11 The F/A-18Fs’ onboard radar was unable to obtain a lock on the object, though it could be tracked with forward-looking infrared (FLIR) while the object was stationary or moving slowly.12 Underwood attempted multiple times to achieve a Single Target Track radar lock on the object without success,13 and reported no jamming cues or other normal electronic-attack indications on his radar during the attempt.14

Fravor’s first indication of the object was a visual disturbance on the water surface beneath it, after which he gained visual on the object itself.15 He described the disturbance as localised directly under the object rather than resembling a trail or wake, with frothy waves and foam that gave the impression the water was boiling.16 Fravor remarked that the object was “holding like a Harrier”,17 a reference to the AV-8B Harrier’s ability to hover via thrust vectoring. Beginning a descent with the intention of making a close pass to visually identify the object,18 Fravor assessed that it appeared to recognise his aircraft’s approach, realigning its axis to point toward him.19 As his flight completed the manoeuvre, the object ascended rapidly and pulled a lift vector on and aft of the F/A-18Fs at what Fravor assessed as supersonic speed,20 after which the flight rejoined and returned to USS Nimitz (CVN-68).10 During Underwood’s later sortie, the object began moving out of his FLIR field of view; he made no attempt to slew the sensor and lost situational awareness of it.21 Copies of the FLIR footage were made, with one set delivered to the ship’s intelligence section.22

Investigators also examined whether the object could have operated undersea. USS Louisville (SSN-724) was operating in the vicinity of USS Nimitz as part of CSG-11 during the detection and intercept period,23 and a former submarine officer who served aboard her at the time said there were no unidentified sonar contacts during the period of the sightings.24 On this basis, the incident report assessed it highly unlikely that the AAV operated below the ocean surface, while noting it remained possible the object had demonstrated a capability to be cloaked or invisible to the human eye, given pilot reports of water disturbance with no visible craft.25

Following the intercept, Fravor reported to the Carrier Intelligence Center (CVIC) and discussed the encounter with the Carrier Air Wing Intelligence Officer,26 who said that he and his colleagues did not initially take the report seriously but had no reason to question it, given that it came from an experienced and well-respected squadron commander.27 The Intelligence Officer went on to describe a high level of ridicule directed at the aircrew in the weeks that followed.28 The encounter was documented in an email-based mission report and forwarded via secure channels to Third Fleet Intelligence (Senior Intelligence Officer (N2)),29 where it was read and acknowledged but not forwarded further up the chain of command.3 Carrier Strike Group 11 (CSG-11) was commanded at the time by Rear Admiral D. C. Curtis, later a Vice Admiral commanding Naval Surface Forces;4 the group’s Director of Operations (N3) said that beyond the mission report, no other official statement was made regarding the AAV, and that the strike group at no point considered it a threat to the battle group.30 Peter Daly assumed command of CSG-11 in January 2005, after the intercept, with no knowledge of or involvement in the incident.1

The AAV terminology resurfaced years later in connection with AATIP, the Department of Defense programme tasked with collecting and analysing information on such objects.1 Luis Elizondo, who described the programme’s mission in these terms, stated that AAVs studied under AATIP had been observed reaching between 600 and 700 G-forces31 and flying at speeds of approximately 21,000 kilometres per hour,32 and that the objects showed no obvious signs of propulsion, wings, or control surfaces.33

This article was generated from this brief.

References (43) · each quote links to the claim it came from
  1. Peter Daly assumed command of CSG-11 in January 2005, after the intercept, with no knowledge of or involvement in the incident
    “Admiral Peter Daly assumed command of the CSG in January 2005 after the intercept and had no knowledge or involvement in this incident.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:33441-33567 View the source record →
  2. The deputy N2 of Third Fleet Intelligence said the mission report was read and acknowledged by Third Fleet Intelligence but not forwarded up the chain of command
    “Since this MISREP was completed during training and preparation for deployment it was read and acknowledged by 3rd Fleet N2 but was not forwarded to anyone up the chain of command.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:31784-31956 View the source record →
  3. The CSG-11 Senior Intelligence Officer (N2) advised that, given the training environment, an email-based mission report to Third Fleet Intelligence was the only report required
    “The following details were also confirmed with CAPT {{redacted}} the CSG-11 Senior Intelligence Officer (N2). Capt {{redacted}} confirmed that the CSG leadership asked him if any additional reporting was required and he advised that since they were in a training environment an email based MISREP to 3rd Fleet N2 was the only report required.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:30981-31314 View the source record →
  4. The Director of Operations (N3) for CSG-11 said there was no other official report or statement regarding the AAV beyond the mission report
    “Capt {{redacted}} was the Director of Operations (N3) for CSG-11 at the time of the intercept. Capt {{redacted}} confirmed that other than the MISREP there was no other official report or statement from the CSG.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:32927-33134 View the source record →
  5. F/A-18 pilots and WSOs of VFA-41 obtained visual and sensor contact on 2004-11-14 about 130 kilometres south of the US/Mexico border and 56 kilometres off the Baja Mexico coast
    “This section provides the debrief of the F/A-18 pilots and weapon system operators (WSOs) from VFA-41 that were able to get both a visual and sensor contact with the AAV on 14 November 2004 at approximately N31 20' W117 10' about 70nm south of the U.S./Mexico Border 30 nm off the Baja Mexico Coast (Figure 1).”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:12429-12736 View the source record →
  6. David Fravor piloted FastEagle 01, one of two VFA-41 F/A-18Fs involved in the intercept
    “FASTEAGLE 01 Pilot: CDR David 'Sex' Fravor, USN/WSO: LT {{redacted: ~3 words}}, USN”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:16388-16470 View the source record →
  7. AAV reported as an elongated egg or 'Tic Tac' shape with a discernable midline horizontal axis
    “which was reported to be "an elongated egg or a 'Tic Tac' shape with a discernable midline horizontal axis"”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:1024-1126 View the source record →
  8. AAV was solid white, smooth, and had no edges
    “It was "solid white, smooth, with no edges.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:1133-1170 View the source record →
  9. AAV approximately 14 metres in length
    “It was approximately 46 feet in length.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:1177-1209 View the source record →
  10. Fravor's flight rejoined and returned to USS Nimitz (CVN-68) following the engagement
    “Following the engagement, the flight rejoined and returned to the USS Nimitz.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:21991-22061 View the source record →
  11. Object observed by Fravor was uniformly white across its entire body
    “However, the object was uniformly white across the entire body.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:19856-19914 View the source record →
  12. F/A-18Fs' radar could not lock the AAV; FLIR could track it stationary and at slower speeds
    “The F/A-18Fs radar could not obtain a 'lock' on the AAV; however it could be tracked while stationary and at slower speeds with the Forward Looking Infrared (FLIR).”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:1217-1375 View the source record →
  13. Fravor's flight crew told Chad Underwood's flight crew what they had seen and asked them to try to record it
    “FASTEAGLE flight told LT Underwood's flight what they saw and to try to see and record what they could.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:23679-23776 View the source record →
  14. Underwood attempted multiple times to get a Single Target Track radar lock on the AAV but the radar could not take a lock
    “LT Underwood was controlling the radar and FLIR and attempted multiple times to transition the radar to Single Target Track (STT) mode on the object. The radar could not take a lock, the b-sweep would raster around the hit, build an initial aspect vector (which never stabilized) and then would drop and continue normal RWS b-sweep.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:24754-25080 View the source record →
  15. Alex Dietrich piloted FastEagle 02, the second F/A-18F involved in the intercept
    “FASTEAGLE 02 Pilot: LT Alex 'Cardiac' Dietrich, USN/WSO: LCDR {{redacted: ~2 words}}, USN”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:16476-16564 View the source record →
  16. Fravor's first indication of the object was a visual of a water disturbance beneath it, then he gained visual on the object itself
    “According to CDR Fravor the first indication he had of the unknown contact was a visual of a disturbance on the water below the AAV. As he scanned the area he gained a visual on the object.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:18227-18409 View the source record →
  17. Fravor described the water disturbance as localised beneath the object, not a trail or wake, looking like frothy waves and foam as if the water was boiling
    “when asked to describe the disturbance on the water he stated that it was localized underneath the object, did not appear as a trail or wake, and looked like frothy waves and foam almost as if the water was boiling.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:18446-18653 View the source record →
  18. Fravor began a descent intending a close aboard pass to visually identify the object
    “CDR Fravor stated he then began a descent with the intention to take a close aboard pass with the object in an attempt to visually identify it.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:20615-20755 View the source record →
  19. Fravor assessed the AAV appeared to recognise his aircraft, realigning its axis toward it
    “the object appeared, according to CDR Fravor: "to recognize us." He assessed this from the fact the object "pointed" (realigned it's axis) in the direction of their aircraft.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:20975-21140 View the source record →
  20. As Fravor's flight completed their manoeuvre, the AAV ascended quickly and pulled a lift vector on and aft of them at supersonic speed
    “As they completed this maneuver, the object ascended quickly and pulled lift vector on and aft of them at a supersonic speed.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:21227-21346 View the source record →
  21. As Underwood watched, the object began to move out of the FLIR field of view and he made no attempt to slew the FLIR, losing situational awareness of it
    “As LT Underwood watched the object it began to move out of FLIR field of view to the left. LT Underwood made no attempt to slew the FLIR and subsequently lost situational awareness to the object.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:25890-26078 View the source record →
  22. Copies of the FLIR tapes were made, with a set turned into the intelligence section
    “Copies of the tapes were made with a set being turned into the intelligence section.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:26975-27051 View the source record →
  23. USS Louisville (SSN-724) was operating in the vicinity of USS Nimitz (CVN-68) as part of CSG-11 during the detection and intercept
    “She was operating in the vicinity of the USS Nimitz as part of the CSG during the detection and intercept of the AAV.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:27572-27711 View the source record →
  24. A former USS Louisville submarine officer said there were no unidentified sonar contacts during the period of the sightings
    “According to former LT {{redacted: ~3 words}} now a civilian working for the US Navy, who was a qualified Submarine Officer onboard the Louisville in November 2004 during the AAV activity there were no unidentified sonar contacts in the vicinity of the aerial sightings or at anytime during the operations off the coast of California.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:27716-28039 View the source record →
  25. Report assessed it highly unlikely that the AAV operated below the surface, given the absence of unidentified sonar contacts, though it is possible the AAV was cloaked or invisible based on pilot reports of water disturbance with no visible craft
    “Based on the lack of detection of any unidentified sonar contacts it is highly unlikely that an AAV operated below the surface of the ocean; it is possible that the AAV demonstrated the ability to be cloaked or invisible to the human eye based on pilot reporting of the water disturbance with no visible craft.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:28678-28982 View the source record →
  26. Fravor reported to the Carrier Intelligence Center (CVIC) after the intercept and discussed the mission and AAV contact with the Carrier Air Wing Intelligence Officer
    “On 14 November following the intercept of the AAV, CDR Fravor reported to CVIC to debrief with Intelligence. He discussed the entire mission and AAV contact with LCDR {{redacted: ~2 words}} the Carrier Air Wing Intelligence Officer.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:29711-29935 View the source record →
  27. The Carrier Air Wing Intelligence Officer and colleagues initially didn't take the report seriously, but had no reason to question it given Fravor's experience and standing
    “He also stated that they "didn't take it seriously" at first; however, they had absolutely no reason to question the report from a very experienced and well-respected F/A-18 squadron commanding officer.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:30013-30207 View the source record →
  28. The report was submitted as an email-based mission report (MISREP) and sent via a secure system to Third Fleet Intelligence (N2)
    “The email-based report including the FLIR video was sent via a secure system to CAPT {{redacted: ~2 words}} at 3rd Fleet Intelligence, their higher echelon command.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:30634-30790 View the source record →
  29. The Carrier Air Wing Intelligence Officer detailed the high level of ridicule the aircrew experienced over the following weeks
    “Finally, LCDR {{redacted: ~1 word}} admitted and detailed the high level of ridicule that the aircrew experienced over the next few weeks.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:30799-30970 View the source record →
  30. The Director of Operations (N3) said the CSG never considered the AAV a threat to the battle group
    “He also stated that at no time did they consider the AAV a threat to the battle group.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:33139-33219 View the source record →
  31. USS Princeton's AN/SPY-1 radar was set for Air Intercept mode and never obtained an accurate track of the AAVs, quickly dropping the contacts as clutter
    “Since the radar was in the mode to handle Air Intercept of conventional aircraft it never obtained an accurate track of the AAVs and was quickly "dropped" by the radar meaning it was eliminated by the computer to reduce the amount of clutter on the radar, as any other false target is handled.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:7079-7364 View the source record →
  32. The AAV was detected by USS Princeton three separate times during the week operating off the western coast of the United States and Mexico
    “They were detected three separate times during the week operating off the western coast of the United States and Mexico.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:7499-7612 View the source record →
  33. USS Princeton took over control of the F/A-18Fs from the E-2C Hawkeye and vectored them in, leading to visual contact approximately 1.6 kilometres from the AAV
    “The USS Princeton took over control of the F/A-18s from the E-2C Airborne Early Warning aircraft and vectored in the F/A-18s for intercept leading to visual contact approximately one mile away from the AAV”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:817-1019 View the source record →
  34. AAV took evasive action on intercept, demonstrating advanced acceleration, aerodynamic, and propulsion capability
    “The AAV did take evasive actions upon intercept by the F/A-18 demonstrating an advanced acceleration (G), aerodynamic, and propulsion capability.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:1382-1516 View the source record →
  35. Fravor said the AAV was 'holding like a Harrier'
    “CDR Fravor stated that the object was "holding like a Harrier." (Referring to the AV-8B jet aircraft, which is capable of hovering and Vertical/Short Takeoff and Landing (V/STOL) via thrust vectoring.)”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:19522-19712 View the source record →
  36. Fravor described the shape as an elongated egg or 'Tic Tac' with a discernable midline horizontal axis
    “According to CDR Fravor, the object's shape was like an elongated egg or a 'Tic Tac' and had a discernable midline horizontal axis.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:19724-19850 View the source record →
  37. Chad Underwood described the AAV as solid white, smooth, with no edges, uniformly coloured with no nacelles, pylons, or wings
    “solid white, smooth, with no edges. It was uniformly colored with no nacelles, pylons, or wings.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:20002-20092 View the source record →
  38. Underwood said there were no jamming cues or normal electronic-attack indications on his radar
    “When asked, LT Underwood stated that there were no jamming cues (strobe, champagne bubbles, "any normal EA indications"). It "just appeared as if the radar couldn't hack it."”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:25087-25257 View the source record →
  39. The commander of CSG-11 during the intercept was Rear Admiral D.C. Curtis, later Vice Admiral and commander of Naval Surface Forces
    “The commander of the Nimitz Carrier Strike Group during the intercept was Rear Admiral D.C. Curtis now a Vice Admiral (VADM) and is commander of Naval Surface Forces and the Pacific Fleet's Naval Surface Force.”
    Nimitz Carrier Strike Group (CSG-11) AAV Incident Report char:32278-32482 View the source record →
  40. The mission of AATIP was to collect and analyse information involving anomalous aerial vehicles
    “The mission of AATIP was quite simple. It was to collect and analyze information involving anomalous aerial vehicles, what I guess in the vernacular you call them UFOs.”
    Navy pilots describe encounters with UFOs 00:01:24.1-00:01:33.3
  41. AAVs studied by AATIP have been observed reaching 600 to 700 G-forces
    “Imagine a technology that can do 600 to 700 G-forces...”
    Navy pilots describe encounters with UFOs 00:02:12.6-00:02:16.1
  42. AAVs studied by AATIP have been observed flying at approximately 21,000 kilometres per hour
    “that can fly at 13,000 miles an hour”
    Navy pilots describe encounters with UFOs 00:02:17.0-00:02:18.8
  43. AAVs studied by AATIP show no obvious signs of propulsion, wings, or control surfaces
    “has no obvious signs of propulsion, no wings, no control surfaces”
    Navy pilots describe encounters with UFOs 00:02:27.8-00:02:31.4

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